Proposition de nouvelle règle sur la Banker Incentive Compensation
Le National Credit Union Administration est devenu la première des six Agences à dévoiler une proposition de règle d’implantation de l’article 956 de la loi américaine Dodd-Frank (« Incentive-based Compensation Arrangements », 17 CFR Part 303, Release No.; File no., RIN). Commentaire à recevoir au plus tard pour le 22 juillet 2016 !
The OCC, Board, FDIC, FHFA, NCUA, and SEC (the Agencies) are seeking comment on a joint proposed rule (the proposed rule) to revise the proposed rule the Agencies published in the Federal Register on April 14, 2011, and to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Section 956 generally requires that the Agencies jointly issue regulations or guidelines:
(1) prohibiting incentive-based payment arrangements that the Agencies determine encourage inappropriate risks by certain financial institutions by providing excessive compensation or that could lead to material financial loss; and
(2) requiring those financial institutions to disclose information concerning incentive-based compensation arrangements to the appropriate Federal regulator.
À la prochaine…
Ivan Tchotourian